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Beyond Public Sector Unionism: A Better Way
By David Y. Denholm
Introduction
The movement toward public sector unionism
and collective bargaining began in the late 1950's. Its proponents ought
to be forgiven for their failure to foresee just how harmful it would be
to our nation's governmental institutions. They had no empirical evidence
on which to base their ideas.
Now, almost forty years later, the
politicians who insist on perpetuating the compulsory public sector collective
bargaining laws that have given public sector unions disproportionate power
in determining the size, cost and quality of public services are less easily
forgiven. The record is clear. It is an unmitigated disaster.
But, politicians are, after all, politicians
and the laws that gave public sector unions so much influence on government
decisions have also made them into very powerful political forces throughout
the country.
Fortunately, there is a new mood sweeping
the country and the public is not content to allow politicians to maintain
business as usual with special interests.
Already, in small ways all across the
country, public sector union power is being successfully challenged. But,
Rome was neither built nor burnt in a day. There is a long way to go to
restore the proper balance between the public interest and the interests
of public employees.
I hope that this fourth edition of
Beyond Public Sector Unionism: A Better Way will continue to have a positive
influence in that direction.
The ideas in this booklet are constantly
in process. I welcome all comments and suggestions for consideration in
future editions.
David Denholm
Vienna, Virginia
October 1994
Contents
The Case Against
Public Sector Collective Bargaining
The differences between the public
sector and the private sector. Monopoly v. Competition - Political v. Economic
-Sovereign v. Free Contract
The nature of unionism. Adversarial
- Monopoly - Equals at the table - Impasses.
The public interest. Harmony - Equity
- Employee rights v. Union Privileges - Public Control
Beyond Public Sector
Unionism: A Better Way
The historic perspective. Union
penetration in the work force - Government support of unions - Competition
and technology - Unions and quality-Empowering workers -Communications
- Dues check-off - Union political spending - Sources of support.
Saul Alinsky's Rules
for Radicals
The Case Against Public Sector Collective
Bargaining
Public sector collective bargaining
is a creature of the late 1950s and 1960s. The academicians and politicians
who theorized about it and legislated its beginnings can be forgiven for
having erred because they were working in a void with no empirical evidence
as to how it would work.
Public sector collective bargaining
as we know it in the 1990s is a failure. There is a very strong case against
it but the laws which mandate it have created and added to the political
power of the public sector unions. They will not lightly relinquish the
power they have achieved. Therefore, the case against public sector unionism
must have both theoretical and political dimensions.
To understand the utter futility of
using the collective bargaining process to establish equity and harmony
in public employment, it is necessary to briefly review the basic premises
of our system of government and the fundamental nature of unionism and
collective bargaining.
Differences between the Public and
Private Sectors
We live in a society with two distinct
sectors--the public and the private.
Unionism and collective bargaining
are products of the economic decision making process of the private sector
of our society. Despite this, the National Labor Relations Act, which was
designed in and for our private sector, has been used as a model for all
public sector bargaining laws, with minor variation. Those who imposed
collective bargaining on the public sector failed to appreciate the differences
between the public and private sectors.
The public sector is monopolistic;
there is a single source of supply for government services. There is only
one fire department, one police department, one system of public education.
"The public sector provides essential
services."
The private sector is competitive;
there are alternative sources of supply for the goods and services produced.
There are a multitude of choices in everything from automobile dealerships
to grocery stores.
The public sector provides essential
services. It is the very nature of government to provide on a monopoly
basis those services which everyone needs.
The private sector provides nonessential
services. There are public choices involved as to what sort and how much
of private sector goods and services to buy and use, whether it be an automobile
or a television or what brand of gas to buy or what channel to watch or
whether to drive a car or to watch television at all.
This is not to say that some private
sector goods, such as food, are not essential. But, in many cases, the
government provides essentials through programs such as food stamps. Also,
some may choose to argue that many government services are far from essential,
but that is an argument against government providing that sort of service
rather than an argument against the premise.
Political v. Economic
Public sector decisions are political
decisions no matter how great their economic impact. Government makes decisions
every day that have profound economic consequences, but these decisions
are based on political, not economic, considerations. In the public sector,
decisions that are politically popular but economically ruinous can get
you reelected. Decisions that are economically sound but politically unpopular
are ruinous.
Private sector decisions are economic
decisions no matter how great their political impact. In the private sector,
economic decisions that have bad political consequences can make you unpopular,
but decisions that are politically popular and have bad economic consequences
can put you out of business.
Sovereign v. Free Contract
Government--the public sector--is sovereign,
and no other institution or enterprise in our society is sovereign. Sovereignty
is the power to use force--to compel. Under our democratic system only
government is sovereign. Governmental sovereignty is derived from popular
sovereignty which we as citizens give to government, within constitutional
limits through our elected representatives, in the interest of order, security,
and the public good.
Government's sovereignty is obvious
in such things as compulsory school attendance laws, in its power to collect
taxes and in its power to violate personal and property rights in the public
interest.
"A government which is not sovereign is a contradiction
of terms."
All economic and social activity in
the private sector is governed by free contract. You only have a free contract
when both parties want one. You cannot be compelled to buy the product
of a particular company. Businesses cannot be compelled to join a business
or trade organization. Support of churches is entirely voluntary. The list
goes on and on.
Sovereignty is misunderstood. Many
think of it in terins of the "divine right of kings." It is useless to
argue that sovereignity is an outdated concept. Sovereignity is not something
that government can choose to have. A government which is not sovereign
is a contradiction of terms. No matter how pluralistic our society becomes,
it is the sovereign nature of government which guarantees the order necessary
for the participation in that pluralism by the individual citizens.
It may be argued that there are compulsory
public sector bargaining laws in many states and that public order has
not broken down. This also misses the point. Every time that we elect representatives
to run the public's business and they cannot carry out their programs because
of opposition from public sector unions, sovereignty has broken down and
we have all lost.
That said, let's take a look at the
nature and basic premises of unionism and American labor policy.
The Nature of Unionism
Adversarial
Unions view the employer-employee relationship
as an adversarial one. The unions believe, or at least want their members
to think, that employers are by their nature exploitative and that without
the collective power of the union, the individual unorganized employee
is helpless against the various forms of capital formation which employers
represent.
While this may be true in the private
sector, there is no reason to believe that it would be true in the public
sector. The private sector is governed by the economic incentive known
as the profit motive. This system of economics has provided Americans with
more goods and services and a higher standard of living than any other
economic system in the world, but it is not applicable to many areas of
the public sector of our economy. Competition and the profit motive are
at the heart of the union contention that employers are exploitative, and
that viewpoint leads the unions to an adversarial relationship.
The absence of competition and the
profit motive should cause us to then ask whether an adversarial relationship
is necessary or desirable in public sector employer-employee relations.
Government is in the business of providing services. Providing these services
well is what gains votes, the bottom line in politics. To do this requires
well trained and reasonably well satisfied employees. Government is in
competition with the private sector to hire these workers. This gives government
ample incentives to treat employees well and compensate them fairly. In
fact, it is likely that public officials, both elected and appointed, will
find themselves as allies with government workers rather than adversaries
in many instances.
Monopoly
Unions insist upon a monopoly in representation.
If a majority of employees in a bargaining unit desires representation
by a union, the union then imposes its representation on the minority.
In the private sector this is harmful to the interests of some employees,
but in the public sector it results in a system contrary to the fundamental
guarantee of liberty under the Constitution. The First Amendment to the
Constitution of the United States guarantees citizens the right to petition
the government. Granting unions the exclusive right to represent government
employees in their employment relationships with the government denies
public workers this right in one of the most basic areas of concern--their
jobs.
"The effect of giving unions monopoly bargaining power
is to make the union the workers' economic sovereign."
The effect of giving unions monopoly
bargaining power is to make the union the workers' economic sovereign.
The union decides the terms and conditions under which an employer may
offer employment, and the union has the exclusive right to represent employees
in grievances. This puts the public employee in the situation of having
two sovereigns, the government and the union.
Equals
In theory, collective bargaining brings
the employer and the employees to the bargaining table as equals. This
is a concept appropriate only to the private sector. Government, because
of its sovereign nature, is in great peril when it recognizes any small
special interest group as its equal. A truly equal relationship causes
broad public concern about the effectiveness of representative government,
yet a less than equal role for the unions causes frustration for employees
who have been led to expect too much from unionism. The only truly satisfactory
situation for the union is that of superiority. Such a situation, of course,
causes widespread voter/taxpayer dissatisfaction with government.
Impasses
This brings us to the final element
in the nature of collective bargaining-impasses. In collective bargaining
it is the role of the unions to make demands and the role of management
to respond to those demands. At some point management is bound to find
itself unable to satisfy all the union demands. When an impasse occurs,
the union must have some means of enforcing its demands. The traditional
means of response to management recalcitrance is to threaten a strike.
"In the public sector the strike
is a political weapon."
In the private sector the strike is
an economic weapon. The employer faces economic losses through lack of
business, and the employee faces economic losses through loss of wages.
If there is a strike at one provider of a good or service, consumers -
the public - can shift to another provider or not purchase at all.
In the public sector the strike is
a political weapon. The employer does not suffer an economic loss and in
many cases, particularly in education where most public sector strikes
occur, neither does the employee.
Because of its political impact, the
public sector strike is disruptive of the normal political process. Under
normal circumstances, divergent interest groups within society, all of
whom have a legitimate interest in public policy questions, exert pressure
from various directions on elected representatives. Of these groups, a
union of public workers is the only group which has the power, if not the
legal right, to unilaterally deprive the rest of society of an essential
service. Once this occurs, divergent political forces show a strong tendency
to coalesce into a unified voice demanding a restoration of service.
The only way to restore the service,
in most instances, is to give in to the union's demands. Thus the union,
by using a strike or the threat of a strike, can dominate the decision
process and control the size, cost, and quality of government service.
The proponents of unionism and collective
bargaining in the public sector based on the private sector model ignored
the essential differences between the decision making processes in the
two sectors and the conflicts inherent between the nature of unionism and
the nature of government.
An even better appreciation for the
full ramifications of this problem can be found in studying the conflicts
between unionism and the public interest.
The Public Interest
In order to fully appreciate the case
against public sector unionism, it is important to understand why public
sector collective bargaining is contrary to the public interest.
To do this, we must determine what
is the public interest in public employment. This may prove to be many
things to many people, but there should be universal agreement that it
includes the following:
-
A peaceful, stable employer-employee relationship;
-
Protection of the rights of all public
employees;
-
Protection of the right of the people
through their elected representatives to control government policy and
the cost of government;
-
Providing governmental services in the
most efficient and orderly manner possible.
Based on any objective standard, collective
bargaining, as it has developed in the industrial or private sector of
America's economy, does not enhance any of the above in the public sector.
"Compulsory collective bargaining is destructive of
a peaceful, stable employer-employee relationship."
In 1959 Wisconsin was the first state
to enact compulsory public sector bargaining legislation. Since then more
than forty states have followed suit in one form or another. The proponents
of bargaining were astute. They knew that if they told the public that
unionism and bargaining in the public sector were intended to give unions
a disproportionate amount of influence in the decision making process,
no one would have bought the idea. So they talked in terms of equity and
ensuring harmonious employer-employee relations. On both scores the results
of compulsory public sector bargaining have not only failed to fulfill
their promise but have had an effect completely contrary to their intended
purpose. As a result, public employees are increasingly hostile to their
employers, and there is increasing public hostility toward public workers.
Harmony
The imposition of collective bargaining
on public sector employer-employee relations results in an increase in
strike activity. In 1958, before the passage of the first public sector
collective bargaining law, there were 15 strikes against government. By
1980, after thirty-seven states had enacted compulsory public sector bargaining
legislation covering one or more groups of public employees, there were
536 strikes.
After President Ronald Reagan's firm
handling of the PATCO strike in 1981 the number of strikes against government
declined by about 50% and the Bureau of Labor Statistics ceased reporting
on strikes in the public sector, making further analysis of this issue
impossible. But, it is worth noting that between the period 1958 to 1980
in no case did passage of a public sector bargaining law result in a decrease
in strike activity.
Compulsory collective bargaining is
destructive of a peaceful, stable employer-employee relationship. This
is true statistically, from the facts available from areas which have experimented
with it, and can be deduced from the very nature of the collective bargaining
process.
But, the proponents of compulsory public
sector collective bargaining have argued that such laws would serve to
reduce public sector strike activity. They claim that forcing government
to recognize and bargain with unions would remove the cause of strikes
by providing formal channels for the resolution of differences.
It is claimed that bargaining legislation,
by reducing the number of recognition strikes, would result in a net reduction
in public sector strike activity. Jack Stieber, author of a Brookings Institution
study entitled Public Employee Unionism, is often cited out of context
to support this contention.
Clearly, there is little relationship
between the incidence of government strikes and state laws regulating labor
relations in public employment. Michigan, one of the three states with
the largest number of strikes, has had a comprehensive law since 1965,
while Ohio and Illinois, the other two, have no state statute providing
collective bargaining for public employees. Other state patterns are similarly
inconclusive. The one effect of laws that can be documented is that they
reduce greatly the number of strikes over the issue of union recognition....
In fact, Stieber recognizes the true
relationship between bargaining laws and strikes. The rest of the text
indicates this:
But other issues, particularly wages,
have apparentlyincreased the number of strikes sufficiently to more
than compensate for the elimination of union recognition as an important
issue in states with public employment laws. (Emphasis added)
"In states which have adopted compulsory public sector
bargaining laws, there is a tremendous increase in the number of strikes
whether legal or illegal."
The Bureau of Labor Statistics of the
U.S. Department of Labor began to keep detailed statistics on public sector
strike activity in 1958. This database allows us to examine strike activity
before and after enactment of bargaining legislation.
A study of this data covering all strikes
against government from 1958 to 1980 show that in most states which have
adopted compulsory public sector bargaining laws, there is a tremendous
increase in the number of strikes -- whether legal or illegal.
A comparison of strikes before and
after the enactment of a public sector bargaining law shows a correlation
between passage of such laws and a fourfold increase in strike activity
on a national average. These figures are dramatized by examples such as
Michigan where there was one strike against government between 1958 and
1964. In 1965 a public sector collective bargaining law was enacted which
made strikes illegal. Between 1965 and 1980 there were 759 strikes against
government in Michigan. In Pennsylvania there were 72 strikes in the twelve
years prior to the passage of a compulsory public sector collective bargaining
law which legalized strikes in 1970, and 767 strikes in the eleven years
followmg enactment.
On a national average, there have been
1.34 public sector strikes per year in states prior to passage of compulsory
public sector bargaining laws and an average of 5.00 strikes per year after
passage of such laws.
Equity
Unions in the private sector speak
of equity in terms of the workers "fair share" of the value of production
or of profits. No such measure is available to the public sector worker.
If we define equity for public sector
workers as compensation comparable to their counterparts in the private
sector, it is easily demonstrable that unionism and collective bargaining
have as a natural consequence disequity rather than equity.
In the private sector there is little
argument that a unionized worker earns more than a nonumonized worker doing
the same work. Despite the obvious fact that our national labor law gives
considerable advantages to unions in organizing campaigns, only about 11
percent of the workers employed in the private sector have elected to be
represented by unions.
Since unionism is more concentrated
in the basic industries where employment is in larger units, it is safe
to say that far less than 11 percent of the employers offer employment
under the terms of a union contract. The average compensation for work
in the private sector is certain to be less than the union negotiated wage.
If a consequence of unionism is higher than average pay, how can this be
called equity?
That unionism has the same impact in
the public sector is shown by postal wage activity since passage of the
postal Reorganization Act in 1967. In 1970 the average postal worker earned
$7,777 per year, while the average manufacturing worker in the private
sector earned $7,440 per year. The Reorganization Act imposed the NLRA
on employer-employee relations in the postal service, ignoring the monopoly
essential/political/nature of the service. (The postal service work force
is very heavily unionized.) By 1976 the average pay of a postal worker
had risen 69 percent to $13,127, while the average manufacturing worker's
wage had increased only 57 percent to $11,703.
Rising public discontent has focused
on the public employee, while public employees increasingly take a hostile
attitude toward the public. Because public sector collective bargaining
is a sacrosanct institution and is very poorly understood by both groups,
it is not recognized as the source of the problem.
Employee Rights v. Union Privileges
It is also a widely held misconception
that compulsory public sector bargaining laws somehow guarantee "rights"
to public employees. Nothing could be further from the truth. In fact,
close examination reveals that, if anything, the opposite is true and that
compulsory public sector bargaining laws give powers and privileges to
unions at the expense of the rights of individual public employees.
Public employees, like all American
citizens, have the right to join a union. This is a right protected by
the First Amendment to the Constitution of the United States. No law is
needed to guarantee it and no law can violate it. Beyond this, all the
so-called rights contained in compulsory bargaining laws are union rights,
not employee rights.
"Compulsory public sector bargaining laws give powers
and privileges to unions at the expense of the rights of individual public
employees."
To illustrate this point, almost without
exception, such laws require that the union be the sole or exclusive representative
of all the employees in a unit. This denies employees the right to represent
themselves individually or to be represented by another organization of
their own choosing. This monopoly power granted to the union is usually
carried to the point of denying the individual employee the right to meet
with the employer to discuss a grievance unless the union representative
is given the opportunity to be present.
Unions commonly exploit their monopoly
bargaining power by insisting that because they are "forced" to represent
all employees, that all employees, having lost the right of representation
to the union, should be forced to join or support the union as a condition
of employment. This violates each employee's right to freedom of association
and gives the union greatly increased power in determining the employment
destinies of the employees.
"Public sector collective bargaining makes public employees
super citizens' and relegates the rest of the public to second class status."
Granting unions monopoly bargaining
privileges and the power to compel membership or support cannot be construed
as guaranteeing any "rights" to public employees.
The proponents of compulsory public
sector collective bargaining laws play upon the public's sense of fair
play by saying that denial of public employees' right to collective bargaining
makes them "second class citizens." There is no "right" to collective bargaining
in either the private or public sector. The U.S. Supreme Court has been
quite clear about this in several decisions.
Rather than the lack of collective
bargaining privileges for public sector unions making public employees
second class citizens, the existence of public sector collective bargaining
makes public employees "super citizens" and relegates the rest of the public
to second class status.
Public Control
Nor can it be said that public sector
bargaining laws protect the right of the public to control government policies
and costs through its elected representatives.
The most fundamental violation of this
principle is inherent in the very nature of the laws and leads to their
designation as "compulsory" bargaining laws.
Public sector bargaining laws "compel"
elected public officials to recognize and bargain with unions. This immediately
deprives the representatives of the people of the power to determine whether
such recognition and bargaining are, in fact, in the public interest.
"Collective bargaining laws create an adversary relationship
between union and employer."
This compulsion to bargain is normally
defined as an obligation to bargain "in good faith." There is no clear
definition of "good faith," but experience with similar provisions in other
laws leads to the conclusion that, despite legislative language to the
contrary, the courts have ruled that in order to bargain "in good faith,"
the employer must be willing to grant some concessions to unions' demands.
Thus, the elected official is in double jeopardy; not only must he bargain,
he must make concessions.
By making the union a full and equal
partner at the bargaining table, compulsory public sector bargaining laws
deprive the public of its right to participate in policy making. This point
was emphasized in a US District Court opinion which upheld the constitutionality
of a North Carolina law, which declared public sector union contracts to
be void. The Court said:
Moreover, to the extent that
which public employees gain power through recognition and collective bargaining,
other interest groups with a right to a voice in the running of the government
may be left out of vital political decisions. Thus the granting of collective
bargaining rights to public employees involves important matters fundamental
to our democratic form of government. The setting of goals and making policy
decisions are rights inuring to each citizen. All citizens have the right
to associate in groups to advocate their special interests to the government.
It is something entirely different to grant any one interest group special
status and access to the decision-making process.
By their very nature, collective bargaining
laws create an adversary relationship between union and employer. This
makes strife inevitable. Most public sector bargaining laws, in the realization
that they are creating problems, provide for a system of impasse resolution.
Usually, this takes the form of mediation, fact finding and arbitration.
These systems further serve to deprive the elected representatives of the
people of their responsibilities.
The unions believe that no employer
will seriously consider a union demand, if it knows that the union has
no power to enforce it. To enforce their demands, unions must have the
power to strike. As Sylvester Petro put it, "Collective bargaining unsupported
by the strike is a sham institution; government whose employees may strike
is no less a sham." Another scholar from the opposite side of the ideological
spectrum on the question of unionism, Theodore Kheel, expressed the same
sentiment, "Collective bargaining and strikes are like Siamese twins."
"Thus, public sector strikes enjoy a heightened degree
of effectiveness not shared by private sector work stoppages."
Most concern about strikes in the public
sector focuses around the deprivation of public services. There is no doubt
that this is a very real problem, but it distracts attention from an even
more important consideration. Strikes against government are disruptive
of the normal political process because they tend to coalesce divergent
political views for a brief time into a single demand for the restoration
of public service. This gives the union disproportionate power and results
in government decisions which have short-term political benefits and disastrous
long term consequences.
The usual public reaction to the strike
is pressure on elected officials to restore the disrupted service. Thus,
the victims become the unwitting ally of the union. If the cost of restoring
the disrupted service is capitulation to union demands, elected officials,
caught between angry strikers and an angry public, usually must do so.
Thus, public sector strikes enjoy a heightened degree of effectiveness
not shared by private sector work stoppages.
"Therefore, collective bargaining as an institution
is inappropriate to government."
Professors Harry H. Wellington and
Ralph D. Winter, in their Brookings Institution Study, "The Unions and
the Cities," focus on this problem concerning the strike weapon:
The trouble is that if unions
are able to withhold labor -- to strike -- as well as to employ the usual
methods of political pressure, they may possess a disproportionate share
of effective power in the process of decision. Collective bargaining would
then be so effective a pressure as to skew the results of the 'normal'
American political process.
...Since interest groups other
than public employees, with conflicting claims on municipal government,
do not, as a general proposition, have anything approaching the effectiveness
of the strike -- or at least cannot maintain that relative degree of power
over the long run -- they may be put at a significant competitive disadvantage
in the political process.
"Binding arbitration, by the very
nature of the process, is a 'no lose' proposition for the unions."
There is no doubt that collective bargaining
means strikes. There is also little question that strikes against government
are intolerable. Therefore, collective bargaining as an institution is
inappropriate to government.
Some states in an effort to avoid this
problem have instituted compulsory binding arbitration as a means of resolving
labor disputes in the public sector. If anything, binding arbitration is
worse than strikes.
Strikes destroy democratic government
by giving the public sector union - a very small special interest group
- disproportionate influence and therefore effective control of the public
decision making process. Binding arbitration completely removes elected
officials from the process.
Binding arbitration, by the very nature
of the process, is a "no lose" proposition for the unions. An arbitrator
will never award a settlement that is anything less than management's final
offer. The union is therefore able to obtain everything possible through
the bargaining process aided by its political influence and then go to
arbitration knowing that it can do no worse.
In many states which have enacted binding arbitration
laws there are active movements to repeal them. But repeal is difficult
because the collective bargaining laws greatly increase the political power
of the unions.
State legislators often approve binding
arbitration because its effect is felt at the local government level. One
striking example of this is in Michigan where State Senator Coleman Young
was the sponsor of a binding arbitration law. Later, as the Mayor of Detroit,
Young said,
"We know that compulsory arbitration
has been a failure. Slowly, inexorably, compulsory arbitration destroys
sensible fiscal management." Arbitration awards "have caused more damage
to the public service in Detroit than the strikes they were designed to
prevent."
Clearly, laws which compel elected officials
to recognize and bargain with unions in no way serve to protect the right
of the citizen-taxpayer to control their government.
Finally, do compulsory public sector
bargaining laws in any way promote more efficient or orderly delivery of
public services?
As already noted, there is a strong
and direct correlation between collective bargaining and strikes which
disrupt public services.
Beyond this, union contracts tie the
hands of elected officials and make it impossible for them to respond in
a timely fashion to economic or natural disasters and emergencies. One
only need look at New York City's financial default in the 1970's to see
how completely destructive absolute power in the hands of public sector
unions can be.
In addition, public sector bargaining
tends to telescope the government decision-making process.
Public sector union contracts frequently
deal with subjects beyond wages, hours, terms and other conditions of employment.
These have a direct impact on a very broad variety of public policies.
It is the nature of negotiations to
make concessions and compromises when faced with a deadline. As a result,
many contract agreements are made at the last moment.
The elected representatives of the
people are then faced with the need to consider, in a very brief time,
a document which will effect a wide range of other decisions. There is
not time under these circumstances for public review and for informed comment
from other interest groups.
Most public sector bargaining bills,
in realization of the fact that they create more problems than they solve,
provide for the establishment of a public employment relations board to
resolve problems which arise under the law. These boards are cumbersome
new bureaucracies which greatly increase government costs. They are given
broad regulatory powers from which locally elected public officials have
little or no recourse.
"No matter what the real intent of these laws, by any
objective standard they are not in the public interest."
Public sector bargaining laws also
lead to such inefficient practices as the collection of union dues at the
tax payers' expense and giving union officials, who are public employees,
time off at full pay while engaged in union activities.
It is clear, therefore, that no matter
what the real intent of these laws, by any objective standard they are
not in the public interest. They represent an expression of the selfish
self-interest of public sector union organizers and, indirectly, the interest
of the politicians who enact them in order to curry favor with the union's
political operatives.
Since public sector collective bargaining
is so contrary to the public interest, it is also essential to understand
how it became so widespread. Actually, public sector collective bargaining
is a relatively new phenomenon.
In the middle of the 1950s some academicians
began to toy with the idea that collective bargaining might lead to more
harmonious and equitable employer-employee relationships in the public
sector.
In 1955 George Meany, the President
of the AFL-CIO, said, "It is impossible to bargain collectively with the
government."
And as late as 1959 the AFL-CIO Executive
Council was on record as believing that, "in terms of accepted collective
bargaining procedures government workers have no right beyond the authority
to petition Congress - a right available to every citizen."
At about the same time, however, umon
membership as a percentage of the work force began to decline and the number
of people employed by government began to grow.
Union officials saw the emerging public
sector as the new growth industry to replace the dues dollars and political
clout they were losing from their decline in the private sector.
In 1958 public sector union membership
was only 1,035,000 or 12% of a work force of about 8.5 million. At that
time the private sector work force was about 43 million and union membership
was 16,933,000 or 39%.
In the next two decades, the federal
government and most states instituted cornpulsory public sector bargaining
schemes. In addition, unions found that they could use their political
power to prevent any employer resistance to union organization in the public
sector at the local level once a state enacted a compulsory public sector
collective bargaining law.
Between 1958 and 1978 the public sector
work force grew by 83% while the private sector work force grew by only
39%. Public sector union membership grew to 6,019,000 which was 39% of
a public sector work force by then numbering 15,630,000. By 1978 private
sector union membership had risen to 18,116,000 but was only 20% of the
work force.
The decision to push for compulsory
public sector bargaining laws was indeed a profitable one for the unions.
On the other hand it was a failure for those who thought that it would
lead to better government.
In 1978, Cornell University law professor,
Robert S. Summers, concluded his monograph entitled Collective Bargaining
and Public Benefit Conferral: A Jurisprudential Critique by saying,
Collective bargaining and
the process of democratic public benefit conferral are not felicitous bedfellows.
While it is possible to shore up these processes through the promulgation
of codes for neutrals (and through other reforms), the extent its unhappy
effects can be reduced or ameliorated by these means is limited. Abandonment
of bargaining is necessary, for this and other reasons.
Dr. Myron Lieberman, whose book Education
as a Profession in 1956 was one of the first to advocate collective
bargaining for teachers and who was at one time a candidate for the presidency
of the American Federation of Teachers, AFL-CIO, later became a collective
bargaining practitioner. In his 1980 book entitled Public-Sector Bargaining,
Lieberman turns full circle saying,
It would be desirable to have
a new organizational structure to replace public sector unionism, but such
a structure is not required to justify deunionizing public employment...
The choice is not between public-sector bargaining and something better.
Without in any way idealizing what preceded public-sector bargaining, it
was better.
But, even if one wanted to, it is impossible
to go back to the way things were before public sector collective bargaining.
It is time to move ahead. The collective bargaining laws have given enormous
political power to the public sector unions. At the present time repeal
of these laws, no matter how desirable, is not feasible.
It is time for the public officials
and the people they serve to devise new strategies for doing things a better
way and going beyond public sector uniomsm.
Beyond Public
Sector Unionism
Developments in public sector labor
relations have been based upon and have followed the private sector model.
Unionism in the private sector is in decline and has been so since 1954.
The Bureau of Labor Statistics reports that in 1995 union membership constituted
10.3% of the private sector work force--down from a high of almost 40%
in 1954.1
Private sector unionism went through
an evolutionary process which is repeating itself in the public sector.
Unionism established itself in the
private sector over a long period beginning at different times in different
industries. This includes the evolution of craft guilds into labor unions.
In many instances because of the historic master-journeyman-apprentice
relationship, and because unions maintained high standards, employers found
voluntary cooperation with unions to be to their advantage. The early history
of the Operating Engineers union is a good example of this. It was not
uncommon for employers to insist that Operating Engineer union members
run the boiler rooms in their plants and they quite gladly gave the union
"closed shop" contracts.
As unionism grew beyond the initial
stage and sought contracts on a less than mutually beneficial basis, employers
engaged in resistance. Anti-union campaigns and the so-called "yellow dog"
contract--a contract under which an employee agreed not to become
a union member as a condition of employment were typical of this stage.
During this stage, employers also encouraged and established "company unions"
-- unions which were controlled by, or at the least, friendly to the interests
of the employer.
The next stage is characterized by
government support, the passage of laws and the establishment of regulatory
bodies which were intended to encourage the expansion of unionism and collective
bargaining throughout the work force.
It is an accident of history that in
the United States the early years of this period coincided with World War
II and the Korean War. During these wars, war labor boards, in order to
insure continued productivity, imposed union relationships, including union
shops, on many employers.
The nation's first labor law was the
Railway Labor Act of 1926, but its application was limited to a single
industry, and it did not sanction any form of compulsory unionism.
It was the passage of the Wagner Act,
the first National Labor Relations Act, in 1935 which extended government
support of unionism and collective bargaining to most places of employment.
This law and its successor, the Taft-Hartley Act, exempted both public
employment and agriculture from its coverage. The Wagner Act included a
sanction for the "closed shop" which was struck down by the U.S. Supreme
Court in 1937.2
There is no way of knowing what the
impact of the Wagner Act would have been in the absence of the war labor
boards. Union penetration in the total work force, both private and public,
which had been running at a fairly constant percentage for many years,
was about 13% in 1935. By 1941 this had increased to almost 28%. At the
end of World War II it was 35.5% and began to decline, but the Korean War
gave it another boost until 1954 when it reached 34.7%. After this the
decline became permanent.
In 1958 the Bureau of Labor Statistics
began to keep track of public sector union membership and work force penetration
as a separate category. The table on the following page shows the changes
in the work force and union penetration between 1958 and 1995.
The modern union movement blames much
of its present decline on management's efforts to "bust the unions." The
decline of unionism is due to a variety of factors including, but not limited
to, the changing composition of the work force, the general level of educational
attainment of the work force, the increasing role of women in the work
force and legislated protections of the rights of workers.
No matter what factors were involved,
the degree to which unions raised the price of labor as a factor in production
above market rates contributed to the acceleration of the impact of each
factor.
Union Membership as % of Work
Force
(Numbers in thousands)
|
Private Sector
% Union Members
Work Force
Union Member |
|
|
Public
Sector
% Union Members
Work Force
Union Members |
12.4
8,297
1,035
|
37.7
18,358
6,927
|
TOTAL
% Union Members
Work Force
Union Members |
33.2
51,363
17,968
|
14.9
110,038
16,360
|
|
Source: Bureau of Labor Statistics,
1958 figures based on employees in nonagricultural establishments, 1995
figures based on employed wage and salary workers.
|
This union influence reflected not just
in wages but in work rules the cost of the negotiating process and the
cost of the threat or reality of strikes.
In another sense the unions were responsible
for their decline by lobbying for the passage of legislation to guarantee
workers protections previously only available under umon contract.
In theory, one might have supposed
that by imposing the cost of these benefits universally on employers through
federal law, the unions would make unionized employers more competitive
and decrease resistance to unions. The lessened appeal of unionism to workers
seems to have been a bigger influence. A recent study shows that the union
wage differential is the largest single motivating factor in employer resistance
and that employer resistance is the largest single factor in remaining
nonunion (Freeman 1986).
There is no doubt that management in
the private sector has realized that it is in its interest to move beyond
unionism where possible and has set about to create an employer-employee
relations climate in which unionism as we know it is outmoded and unnecessary.
While there has always been union avoidance to one degree or another, its
success and its prominence is a relatively recent phenomenon.
A policy of going beyond unionism could
only succeed once unions were in decline. The decline was so much a creature
of the union's own doing that making unions unnecessary was merely the
employer's response to the situation which the union had created.
This sort of activity has taken many
forms which are characterized by programs by employers to create an employer-employee
relations environment where the majority of workers do not perceive the
need for union representation, or even that they are better off without
union representation.
The development of unionism in the
public sector differs somewhat from that in the private sector but it is
also similar. Most public sector unions evolved from employee associations.
Many of these associations were fraternal in nature. Others were so all-encompassing
that they tended to be dominated by people in top management positions.
"In the public sector votes, rather
than dollars, are the bottom line."
The National Education Association,
for example, started out as a very broad organization encompassing all
elements of the education community. This is analogous to the guild phase
of unionism.
The senior education officials, usually
school super intendents, who dominated the NEA sought a more activist role
for it in representing teacher interests in response to a perceived threat
from "the union" -- the American Federation of Teachers, AFL-CIO. At that
time NEA was the equivalent of a "company union."
Government support in the form of compulsory
public sector collective bargaining laws ultimately turned the NEA into
a full blown union.
Just as union excesses resulted in
its demise in the private sector and forced management find a better way,
so are the same forces at work in the public sector.
"A monopoly dealing with a cartel
of labor has little problem passing on the costs inefficiencies and failures
to the consumers."
Nowhere is this more evident than in
the field of public education. It, of course, must be recognized that the
public sector is different from the private sector in several fundamental
respects.
In the public sector, votes, rather
than dollars, are the bottom line. In most instances where union political
power (votes) was an inhibiting factor in decisions about opposing the
unionization of public employees, either in the case of a state legislature
considering mandatory public sector collective bargaining legislation or
in the case of a local public body considering whether to resist the unionization
of its own employees, it was because the politicians feared the political
consequence of being perceived as anti-union by the broader union community,
including the private sector unions, rather than the political power of
any public sector union constituency.
This pressure was felt not just by
elected officials, but by professional managers of public agencies. It
is common practice for public agencies to have policies which prohibit
managers from doing anything which might be construed as opposing the unionization
of the agencies' employees.
The decline of private sector union
membership and political influence will open doors for public sector management
to take a more realistic view of the need to challenge unionism.
Another extremely important difference
between the public and private sector is that the public sector is, in
most instances, a monopoly.
A monopoly dealing with a cartel of
labor has little problem passing on the cost inefficiencies and failures
to the consumers, particularly when the consumers are forced to pay whether
they use or benefit from the service.
A good example of the symbiotic relationship
between a monopoly and a labor cartel was the airline industry. Government
control of routes and rates prevented competition in the industry. Deregulation
created a competitive environment in which the cartel costs of labor could
no longer be passed on to the consumer. Unionism in the airline industry
declined rapidly.
The excesses of public sector unions
have already forced changes which have begun its decline. Public sector
union penetration in the work force peaked in 1976 at 39.8% (Troy 1984)
3
and, as mentioned above, is presently at 38.7%.
The next logical step is for public
sector management to take steps to move beyond unionism. But, to create
an environment where this can happen, competition is necessary.
Competition need not be direct. In
public education, it is not limited to the choice between public and private
schools or giving public school clients a choice of public schools within
a system. Contracting for educational services is another alternative just
as are efforts by industry to educate the products of the public education
system.
Technological advances have already
made it possible for educators to have simultaneous interactive relationships
with classes all across the country. The rising cost of teacher salaries
combined with severe shortages of teachers in certain specialties will
soon make such alternatives economically attractive.
When these things occur, unions will
stand out as major obstacles to advances and education managers and elected
officials will find union avoidance both economically and politically attractive.
A good example of the same phenomenon
is now taking place in the postal services, where unions are entrenched.
The U.S. Postal Service has a legal
monopoly on mail delivery. Union excesses have forced up the cost and slowed
the service to the point that alternative forms of competition such as
fax machines, electronic data transfer and express delivery services have
become increasingly attractive.
The postal service has installed labor
saving devices which are made ineffective by union contract provisions.
The postal service response has been to contract out operations so that
the work can be done efficiently by people other than postal service employees.
"Postal Service management's only logical alternative
is to find a better way to work without unions."
The postal unions have responded by
boycott threats which have only been effective in certain heavily unionized
areas because of support from non-postal unions.
Postal Service management's only logical
alternative is to find a better way to work without unions. This will be
increasingly politically attractive as rates increase and service worsens.
The unions, of course, are well aware
of this problem and are doing what they can to prevent competition in any
form. But, the forces of change at work in society make the expansion of
competition in the provision of public services inevitable.
These forces are clearly at work in
the field of public education. The rapid advance of technological change
has
The present system dominated by unions
is simply not capable of changing fast enough to keep up.
"The present system dominated by unions is simply not
capable of changing fast enough to keep up."
Society recognizes a different value
between a recreation supervisor and a computer programmer even though they
may have the same level of education and work the same hours. A union,
for internal political reasons, cannot afford to recognize a different
value between a physical education teacher and a computer science teacher.
A union opposed to pay scales which
recognize the different value of different knowledge and the different
value of relative levels of teaching skills is not able to function in
this changing environment.
There is ample evidence that the growth
of teacher unions was a factor in the decline of the quality of public
education. The dramatic rise in teacher union membership and collective
bargaining in public education began in 1962. By 1976 teacher union membership
had more than doubled. The decline in SAT scores began in 1963 and continued
throughout this period.
Yet all of the studies on the state
of public education in America and the challenges it faces in the future
completely ignore the question of the union role in the decline of quality.
This is not because educators are unaware
of the unions' influence but because the unions' political influence within
the education establishment is so strong that no such study or report can
be accepted without union participation and the unions' quid pro quo for
participation is that the role of unions is a taboo subject.
It might appear at first blush that
so long as there are state laws which require union recognition and collective
bargaining combined with impasse resolution processes increasingly culminating
in binding arbitration, there is little which can be done short of repeal
of these laws.
The lessons of the private sector experience
belie this appearance. As noted above, public sector collective bargaining
laws are based on the private sector model. The economics and politics
of the marketplace coupled with the decline of unionism brought about changes
in private sector policies toward unionism without any changes or repeal
of the National Labor Relations Act.
Even with a collective bargaining relationship
imposed by state law, there are many potential avenues for moving beyond
unionism in the public sector and, again, particularly in public education.
"The fact that employees are union members or are represented
by a union does not mean that the employees like or support the union."
The increasing emphasis on decentralizing
control of public services characterized by "site based management" and
"quality of work groups" offers fertile ground for moving beyond unionism.
Union propaganda stresses the role of unions in "empowering" workers. Decentralizing
control will truly empower workers and make union contract provisions obstacles
to worker satisfaction and productivity.
A perfect example of this is available
from Indiana. The state legislature enacted an education reform program
called 21st Century. Part of this program included decentralizing the public
school decision making process and the establishment of school committees
which included school employee, parent and community representatives.
After its enactment the Indiana State
Teachers Association warned its local bargaining agents that the implementation
of 21st Century would result in strife between the union and its members
and urged them to secure compulsory agency shop agreements in their next
contracts so that these teachers would be forced to continue to financially
support the union.
The fact that employees are union members
or are represented by a union does not mean that the employees like or
support the union. A study by the Survey Research Center seems to indicate
that union members are more concerned about what their union is doing than
what their employer is doing. (Lipset 1986)
It is important to keep in mind the
impression employees get about management's attitude about unions. There
are several ways in which employees may get the impression that management
approves of union activity.
"This gives employees the impression that management
encourages support of the union and it greatly increases union income.
In many areas management still regards
"membership in a professional organization" as a positive factor in evaluating
employee job performance. When applied to union membership this sends the
wrong signal to the employees.
Unless it is absolutely required by
law, management should strongly resist giving unions dues check-off privileges.
This gives employees the impression that management encourages support
of the union and it greatly increases union income. In several instances
on record, withdrawal of dues check-off privileges has resulted in substantially
reduced union membership. It is not so hard for union organizers to pressure
an employee into signing a check-off authorization once as it is to collect
dues each month.
Union access to internal communication
systems such as teacher mail boxes in the schools should also be avoided.
It gives the employees the wrong impression about the unions legitimacy
and facilitates the union's communications in its attacks on management.
Another means of creating a new opinion
environment among employees is to keep them aware of union problems. Unions,
like other institutions, suffer from corruption and internal strife. Keeping
employees aware of these problems can put the unions on the defensive.
Many grievances are not grievances
by employees against management so much as they are by employees against
other employees. For example, if the grievance is about management's decision
to promote or transfer an employee, it is really a question of why one
employee was promoted or transferred rather than another. Creating a new
environment in which unions are outdated can include letting employees
know that when the union pursues such a grievance it is really against
the employee, not management.
...a public employee can only be required to pay a
union representative for the actual cost of representation..."
Unions in their representation function
spend an inordinate amount of time defending the interest of employees
who are in trouble for one reason or another. The employee most in need
of representation is the one too frequently absent or whose behavior and
relationship with coworkers results in problems.
The majority of employees are harmed
by these few trouble makers or slackers. Making unions unnecessary can
include a program to keep employees aware of the unions' role in the defense
of these workers.
In public education professional liability
insurance is a very strong incentive for union participation. Teachers
are told in college and by their union in the work place that this coverage
is very important. It is provided to them as a benefit by the union out
of union dues. This insurance is very inexpensive. It could be provided
by the school employer at little cost and remove an incentive for employee
participation in a union.
Several studies have shown that the
political views of union leadership at the national level are not in sync
with the majority of union members. Keeping employees aware of these policies
when they are controversial helps create a climate of opinion suspicious
of the unions' motives.
Even though bargaining laws require
that unions be the exclusive representative of bargaining unit members
in negotiations, there are many opportunities to involve employees in work
place concerns which do not involve negotiations on terms and conditions
of employment. Channeling such involvement through mechanisms other than
the union can show employees how much can be achieved through cooperative
rather than adversarial processes. This can be particularly useful when
the cooperative solution to a work place concern runs counter to the union's
self interest and the union is forced to explain to its own members why
they are wrong.
Many public officials have told me
that any attempt to communicate with employees outside the collective bargaining
process draws an immediate filing of an unfair labor practice complaint
by the union for bargaining with other than the exclusive representative.
In one case putting a suggestion box in a fire house brought such a charge.
As noted above, most state public sector
collective bargaining laws are based on the National Labor Relations Act.
Many state public employee relations boards give significant weight to
National Labor Relations Board decisions in making decisions about unfair
labor practices.
Several NLRB decisions seem to indicate
that "labor-management" collaboration is illegal under the NLRA. In recent
decisions the NLRB has taken pains to make it clear that not all cooperation
is illegal and has set forth specific guidelines for legal cooperative
activity. In the initial stages of development, it is the willingness to
communicate outside union channels rather than the precise method or topic
that is important.
For far too long, public sector unions
have violated laws and court orders with virtual impunity in pursuit of
power. It is all too common to see public sector unions engage in blatant
violations of the law and to offer as their defense, "We don't want to
be doing this but we're doing it for the (fill in the blank)." If it's
an illegal teacher strike, you can fill in the blank with "children." If
it's a hospital strike, you can fill in the blank with "patients." They
never say they are doing it for personal gain.
"It is high time that public officials
took a page out of the unions' book by not being intimidated by union threats
of unfair labor practice charges..."
Yet, when a public official even considers
action that might be considered "anti union," the union threatens to file
an unfair labor practice charge and the mere threat of such a charge is
usually sufficient to deter the action.
There are many reasons for this. First
is public misunderstanding. Too many people regard the filing of a charge
as proof of guilt. Then, you have the cost of defending against the charge.
The union already has attorneys in the state capital to pursue the charge
with the public employee relations board, but the public entity, especially
a small public entity, would have to spend a disproportionate amount of
its budget sending an attorney to defend the charge. And, if they do, the
union immediately attacks the public officials for "wasting the taxpayer's
money defending their 'illegal' action."
Saul Alinsky, the radical leftist who
trained so many union organizers, told his students that they mus t "make
the enemy live up to their own book of rules." This tactic gives the unions
a big advantage.
It is high time that public officials
took a page out of the unions' book by not being intimidated by union threats
of unfair labor practice charges and in extreme cases deliberately committing
unfair labor practices when it is in the public interest. They should then
go public with statements about the matter like "We don't really want to
do this but, we're doing it for the (fill in the blank)."
They should pave the way for such action
by communicating in advance about it with community opinion leaders like
newspaper editors so that when the union files the charge, there won't
be an assumption of guilt and the public will understand that it is necessary
to expend the funds to defend against the charge.
On the subject of public employee relations
board decisions, it must also be noted that unions frequently "pick on"
smaller government units which do not have the resources to vigorously
defend their interests or those with elected members who are very sympathetic
to union interests when seeking board decisions to serve as precedents
in their dealings with governments which have greater resources or whose
elected officials are less sympathetic.
Management in the public sector must
be alert to such union activity and be prepared to defend its interests,
even when it is not directly a party in the dispute. Such actions may provide
additional opportunities to communicate with employees about the problem
of unionism.
Another area which should offer a fruitful
ground for moving beyond unionism is the U.S. Supreme Court's decisions
in a series of cases beginning with Abood (1976) and culminating
in Lehnert (1991).
These decisions provide that a public
employee can only be required to pay a union representative for the actual
cost of representation and give employees due process rights in the determination
of the size of the fee the union can charge.
After the decision, Abood which
provided that nonmembers--agency fee payers--could not be charged for nonrepresentation
costs, the unions were left in control of the determination of the amount.
Generally, they said that 5% of dues were spent for nonrepresentation purposes.
For most employees who were not union
sympathizers, 5% was not sufficient incentive to invite the wrath of union
officialdom by switching from membership to a fee payer status.
The 1986 Hudson decision gave
nonmembers due process rights in the determination of the amount of the
fee. Due process includes notice of the amount to be charged with sufficient
information on the determination, an independently audited statement of
the unions finances and the right to resolution of challenges to the size
of the fee by a neutral party.
Teacher union dues are quite high by
most standards. Several court decisions based on Hudson have shown
that a substantial amount of this money is spent for nonrepresentation
purposes.
Public employers are liable for damages
under Hudson for agreeing to a fee which does not comply with its
standards. Often union contracts provide that the public employer will
be indemnified by the union for any damages arising from the implementation
of an agency shop clause in a contract. These contract provisions may give
employers a false sense of security. Several recent court decisions have
held that a union may not indemnify an employer for a violation of the
due process rights of an employee.
In 1991, in Lehnert v. Ferris Faculty
Association the Court established a three-part standard for determining
whether a union can charge non members for an expense without impinging
upon the non members' first amendment rights:
-
Union expenses must be "germane" to collective
bargaining;
-
The expenses must be for activities that
are justified by the government's vital policy interest in labor peace
and avoiding "free riders"; and
-
The expenses must be for activities that
do not significantly add to the burdening of free speech that is inherent
in allowing an agency shop or union shop.
It is not unrealistic, based on presently
available information, to imagine that a typical agency fee determined
in full compliance with Lehnert would be 50% or less of union dues.
Conceivably, the final result of this
process would be to leave the union with far less than a majority of full
members. The union would then lose interest in the unit and it would be
ripe for decertffication.
Providing employees with information
about their rights under these decisions and aggressive participation in
the process by which the fee is determined, aimed at keeping the fee as
low as possible, will lessen the attractiveness of unions in several ways.
It will diminish the funds available to the union. It will increase the
incentive for employees to convert from full member to agency fee payer
status. And, it will further the impression that management is more concerned
with the rights of workers than the unions.
"It cannot be overemphasized that
being anti-union is not in any way being anti-employee."
The unions are not stupid and they
know how much is at stake for them in this matter. It must be anticipated
that programs aimed at moving beyond unionism will meet with strong union
opposition. It is important, therefore, from the very beginning to build
strong community support by sharing information about the negative impact
of public sector unionism with business, civic and other community leaders.
It cannot be overemphasized that being
anti-union is not in any way being anti-employee. The unions will attempt
to portray any attack on the union as an attack on employee interests.
Careful preparation and good communication will make such charges unconvincing.
Successful employer-employee relations
may require some changes in management processes. One advantage enjoyed
by the private sector is that managers are empowered to make many decisions
at their own level. The more bureaucratic nature of the public sector frequently
results in an inability of management to take actions to resolve problems
rapidly.
Unions thrive on problems. Union organizers
are schooled in techniques characterized by the slogan, "When you don't
have a problem, create one." Where management can move quickly to resolve
problems they are not allowed to fester. This denies opportunities to union
organizers.
"Most of the knowledge about making
unions unnecessary rests in the private sector."
The political side of management, the
elected officials, may need to give managers greater decision making authority.
An alternative to this which preserves political control of public institutions
is for elected officials to become more involved in the day to day workings
of the institutions they govern. The movement toward what is referred to
a site based management in public education may help resolve the problems
caused by bureaucratic slowness in decision making.
Support for moving beyond public sector
unionism should come from a variety of sources. Organizations like state
and national associations of elected officials and managers could provide
information on a regular basis and conduct workshops on the subject at
their meetings and conventions.
Most of the knowledge about making
unions unnecessary rests in the private sector. Since the private sector
relies on the efficient delivery of public service, it should have a strong
incentive to arrange cooperative programs to share this knowledge with
the public sector.
In the private sector, there are firms
which specialize in designing and implementing programs to make unions
unnecessary. In many areas, the present political climate might not allow
the expenditure of public funds for this purpose. It is conceivable that
a local private sector employer's group could make these funds available.
This should be particularly true in
the field of public education because business presently spends millions
upon millions of dollars every year educating the products of public education
and because the largest teacher union, the National Education Association,
has a decidedly anti-business bias in its political and ideological activities,
which cannot help but in some instances spread down through the organization
to the indoctrination of students in the classroom.
The question, thus, is whether present
political and administrative management will move ahead with it or whether
competition will replace them with others who will.
The above is intended to be suggestive
rather than instructive. Public bodies considering a "Beyond Unionism"
program would be well advised to consult with legal counsel. If counsel
advises that it can't be done, seek a different attorney. The question
must not be, "Whether or not?" but "How?"
Union excesses in the public sector,
combined with the decline of public sector unions, have made it inevitable
that management must find a better way to conduct its relations with its
employees and to make the next logical step beyond unionism. The question,
thus, is whether present political and administrative management will move
ahead with it or whether competition will replace them with others who
will.
1
The percentage of work force
figures may differ from source to source depending on what work force definition
is used.
Prior to 1981 the Bureau of Labor Statistics
used both a "Total labor force" figure and another for "Employees in nonagricultural
establishments." As an example of the difference, in 1978 the BLS reported
a total labor force of 102,637,000 with a union penetration rate of 19.7%
and employees in nonagricultural establishments of 85,763,000 with a union
penetration rate of 23.6%.
Union membership figures were derived
from reports from unions, which frequently included unemployed and retired
members. It must be considered that union voting representation strength
at AFL-CIO conventions is based on the size of union membership. Slight
variations in the nurnber of reported union members maybe due to internal
union political considerations, which have more to do with convention voting
strength and per capita dues payments than they do with the actual number
of members the union actually has at the time.
The Bureau of Labor Statistics released
no reports on this subject in 1981 and 1982. In 1983 a new reporting system
was established. The defined work force was "Employed wage and salary workers."
Union membership figures were determined from household surveys. No attempt
has been made to correlate the data prior to 1981 with the data after1983.
The post 1983 data is probably a more accurate reflection of the actual
extent of union penetration in the work force.
In 1954 there were 49,022,000 employees
in nonagricultural establishments of which 7,323,000 were government. Union
membership was 17,022,000 of which about 1 million were in the public sector.
This would indicate that private sector union penetration was about 38%,
which is lower than the 39.5% presented elsewhere in this paper for 1958.
The apparent peak in union penetration
in 1954 was due to a decline in the employees figure accompanied by an
increase in the union membership figure.
2
In a "closed shop" a worker
must be a union member in order to obtain employment. In a "union shop"
a worker may obtain employment without being a member of a union but must
join the union within a specified period of time, usually thirty days.
A later court decision ruled that even in a union shop actual union membership
was not necessary so long as the worker paid the union for representation.
The court referred to this is "whittling down union membership to its financial
core."
3
The growth in public sector
union membership is sometimes hard to determine because of the distinction
between unions and associations. In 1968, in recognition that employee
associations in the public sector were acting as unions, the Bureau of
Labor Statistics began to include tables on public sector employee association
membership in their reports but maintained the dishnction between the two.
Much of the apparent growth of public sector union membership in the last
fifteen years has come as a result of mergers or affiliations of associations
with unions. This has served to inflate the union membership figures without
actually adding to the number of employees who were members of organizations
which were functioning as labor unions. In 1978 the 260,000 member New
York Civil Service Employees Association became a part of the American
Federation of State County and Municipal Employees, AFL-CIO, bringing its
membership above the1 million mark. The next year the Bureau of Labor Statistics
reported a 250,000 increase in the number of public sector union members.
In 1984 the 97,000 member California State Employees Association affiliated
the Service Employees International Union, with AFL-CIO. This affiliation
increased SEIU's membership to 847,000.
References
Freeman, Richard B. (1986). The Effect
of Union Wage Differential on Management Opposition and Union Organizing
Success. Nashville, Tennessee: The American Economic Review, Vol.76, No.2.
(92-96).
Troy, Leo & Sheflin, Neil (1984).
The Flow and Ebb of U.S. Public Sector Unionism. Vienna, Virginia: Government
Union Reveiw, Vol. 5, No. 2.
Lipset, Seymour Martin (1986). Unions
in Transition: Labor Unions in the Public Mind. San Fransisco, California:
Institute for Contemporary Studies.
Rules for Radicals
Over the years there have been repeated
suggestions that public sector union organizers, especially those associated
with the National Education Association, were being trained by Saul Alinsky
or by his Training Institute.
Alinsky passed away in 1972. His methods
and his ideals succeed him. In his book, "Rules for Radicals," he laid
out the guidelines for radical organizers. Very frequently, the tactics
used by unions mirror those advocated by Alinsky. It is quite likely that
the training of many public sector union organizers includes a crash course
based on Alinsky's teachings. Some confirmation of this is contained in
an interview with a person who was once an NEA UniServ and the executive
director of an NEA state affiliate. He warned:
"To understand the NEA - to
understand the union - read Saul Alinsky. If you read "Rules for Radicals,"
you will understand NEA more profoundly than reading anything else. Because
the whole organization was modeled on that kind of behavior which was really
begun when NEA used Saul Alinsky as a consultant to train their own staff."
Time and again public officials have described
to me their shock and disbelief at what a union had done to them personally
during organizing campaigns or labor disputes. I have told them that such
activity was entirely predictable because it was almost textbook Alinsky.
Their response has generally been that, if they had only known what to
expect, they could have prepared for it and taken steps to neutralize its
worst effects
Here, therefore, is a thumb nail sketch
of some of Saul Alinsky's Rules for Radical, taken from his book by the
same name published in 1971 by Vintage Books.
Alinsky emphatically states that the
end justifies the means but cautions that extreme means are only justified
in certain situations. Here are Alinsky's rules to test whether the means
are ethical.
-
One's concern with the ethics of means
and ends varies inversely with one's personal interest in the issue.
-
The judgment of the ethics of means is
dependent upon the political position of those sitting in judgment.
-
In war the end justifies almost any means.
-
Judgment must be made in the context of
the times in which the action occurred and not from any other chronological
vantage point.
-
Concern with ethics increases with the
number of means available and vice versa.
-
The less important the end to be desired,
the more one can afford to engage in ethical evaluations of means.
-
Generally, success or failure is a mighty
determinant of ethics.
-
The morality of means depends upon whether
the means is being employed at a time of imminent defeat or imminent victory.
-
Any effective means is automatically judged
by the opposition to be unethical.
-
You do what you can with what you have
and clothe it in moral garments.
-
Goals must be phrased in general terms
like "Liberty, Equality, Fraternity," "Of theCommon Welfare," "Pursuit
of Happiness," or "Bread and Peace."
He also had a set of rules for what he
called power tactics" or the means used to "take." He described it as "how
the Have Nots can take power away from the Haves." Here are his rules of
power tactics.
-
Power is not only what you have but what
the enemy thinks you have.
-
Never go outside the experience of your
people.
-
Whenever possible, go outside of the experience
of the enemy.
-
Make the enemy live up to their own book
of rules.
-
Ridicule is man's most potent weapon.
-
A good tactic is one that your people
enjoy.
-
A tactic that drags on too long becomes
a drag.
-
Keep the pressure on with different tactics
and actions, and utilize all events of the period for your purpose.
-
The threat is usually more terrifying
than the thing itself.
-
The major premise for tactics is the development
of operations that will maintain a constant pressure upon the opposition.
-
If you push a negative hard and deep enough,
it will break through into its counterside.
-
The price of a successful attack is a
constructive alternative.
-
Pick the target, freeze it, personalize
it, and polarize it.
Even a cursory review of these rules for
radicals reveals that a union activist schooled in them will have no compunction
about using almost any tactic in a conflict with a public agency. In fact,
radicals must often create issues to Stir up problems in order to radicalize
their potential followers.
With careful forethought any of these
tactics can be defeated but in order to do so one must sometimes play be
the same rules as the radicals.
For example, the tactic that seems
to shock public officials most is the personalization of the attack. For
the radical, it is not sufficient to attack the "administration" or the
"board" they must attack a particular administrator or a member or members
of the board. This is "outside their experience." They are simply not accustomed
to having questions raised about their personal charachter because of differences
of opinion on policy questions.
Public officials may seem trapped by
this tactic because personally attacking an individual is "against their
rule." If they react by attacking the "union," the organizer can then turn
this around by telling his follwers, or potential follwers, that they have
been attacked or insulted by the individual. Using the "pick it, freeze
it, personalize it and polarize it" tactic, the reaction must be against
a particular union activist, no matter how distasteful this might be.
Alinsky says that, even if the decision
is 48% to 52% one, once it is made the opposition becomes "100 percent
devil." He refers to any effort to be objective or fair about your opponent
as "political idicoy."
Even if public officials are not willing
to respond in kind to this sort of tactic, a great deal can be accomplished
before a conflict by warning audiences what will happen. For example, if
at the outset of a union campaign public official were to warn the employees
of the agency that the union was going to attempt to make it seem that
they were incompetent, immoral and corrupt, when it happened they might
be able to ward off the worst effects of such attacks by reminding the
employees that they had predicted them.
It is particularly important that appointed
officials get this warning across to the elected officials who appoint
them and that the elected officials then inform other opinion leaders in
the community.
Any effort to go beyond public sector
unionism may elicit the type of tactics described above. If you anticipate
such problems, you may wish to make copies of these pages and provide them
to local newspaper editors and civic leaders.
Note: There may be change in the wind.
Recently, at a legislative hearing on a public sector collective bargaining
bill representatives of both local and national unions testified. The local
union officials were nowhere near as smooth as the pooh-bahs from Washington.
After the hearing one of them was overheard in conversation with the representative
of another national union as disdainfully saying, "They're still using
Alinsky."
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